H-1B to H4 COS - form i539 - an applicant for an immigrant visa?

With respect to these questions in I539 form for H-1B to H4 COS:

  1. Are you, or any other dependent to be included in this application, an applicant for an immigrant visa?
  2. Has an immigrant petition ever been filed for you or for any other dependent included in this application?

Considering that the I140 was recently filed for the applicant, what should the applicant answer (Yes/No) to these queries?

As a follow-up query, if by answering Yes to any of the above, will cause rejection to H4 COS application?

Please advise. TIA.

If i140 was filed , the answer yes.

I don’t think the i140 would affect H4 chances of approval.

Thanks Anil for your reply.
So you mean, Yes for both questions, right?